FedReceiver.com Logo
court_filings Image

ENGAGEMENT: Lincoln Funds

ENGAGEMENT: Lincoln Funds Court Filings


Consent to Final Judgment of Permanent Unjunction of Defendants Lincoln Funds International, Inc., and Paropes Corporation F/K/A Brookstone Capital, Inc.
Order on Receiver's Final Report and Accounting; Motion for Order Closing Receivership Estate and Granting Ancillary Relief
Order Approving Final Fee Applications of Receiver and His Professionals
Final Judgment as to Defendant James Lowell Demers
Final Judgment as to Defendant Robert Louis Carver II
Final Judgment as to Defendant Robert Louis Carver
Order Dismissing Claims Against Relief Defendants
Judgment for Permanent Injunction and Other Relief of Defendants Lincoln Funds International, Inc., and Paropes Corporation f/k/a Brookstone Capital, Inc., And of Relief Defendants Lincoln Biotech Ventures, L.P.; Lincoln Biotech Ventures II, L.P.; and Lincoln Biotech Ventures III, L.P.
Plaintiff Securities and Exchange Commission's Response to Final Application for Approval and Payments of Fees and Costs of Receiver and his Professionals
Final Application for Approval and Payment of Fees and Costs to Crowe Horwath LLP, as Accountants for Receiver
Final Application for Approval and Payment of Fees and Costs to Allen Matkins Leck Gamble Mallory & Natsis LLP, as Attorneys for Receiver
Final Application for Approval and Payment of Fees and Costs to Receiver James H. Donell
Declaration of James H. Donell in Support of Final Fee Applications of Receiver and His Professionals
Memorandum of Points and Authorities in Support of Final Applications for Approval and Payment of Fees and Costs of Receiver and His Professionals
Notice of Hearing on Final Fee Applications of Receiver and His Professionals
Notice of Hearing on Final Report and Accounting; Motion for Order Closing Receivership Estate and Granting Ancillary Relief
Receiver's Final Report and Accounting; Motion for Order Closing Receivership Estate and Granting Ancillary Relief
Notice of Filing Amended and Restated Liquidating Trust Agreement
Order Approving Fifth Interim Fee Applications of Receiver and His Professionals
Order Approving Liquidating Trust Agreement
Notice of Hearing on Fifth Interim Fee Applications of Receiver and His Professionals
Declaration of James H. Donell in Support of Receiver's Motion for Order Approving Liquidating Trust Agreement
Notice of Motion and Motion for Order Approving Liquidating Trust Agreement; Memorandum of Points and Authorities
Plaintiff Securities and Exchange Commission's Ex Parte Application to Extend Time for Filing Motion for Disgorgement, Prejudgment Interest, and Civil Penalty
Notice of Amended Exhibit to Declaration of James H. Donell in Support of Motion for Order (A) Approving Proposed Amounts of Claims; (B) Approving Distribution Plan; and  (C) Authorizing Interim Distributions to Holders of Allowed Claims
Order Approving Fourth Interim Fee Applications of Receiver and His Professionals
Order Approving Receiver's Third Interim Report
Notice of Motion and Motion for Order (A) Approving Proposed Amounts of Claims: (B) Approving Distribution Plan; and (C) Authorizing Interim Distributions to Holders of Allowed Claims
Plaintiff Securities and Exchange Commission's Statement of Non-Opposition to Fourth Interim Fee Application of Receiver James H. Donell
Notice of Hearing on Fourth Interim Fee Applications of Receiver and His Professionals; Memorandum of Points and Authorities in Support of Fourth Interim Applications for Approval and Payment of Fees and Costs of Receiver and His Professionals; Declaration of James H. Donell in Support of Fourth Interim Fee Applications of Receiver and His Professionals
Notice of Hearing on Receiver's Third Interim Report and Petition for Further Instructions Pursuant to Local Rule 66-6.1
Plaintiff Securities and Exchange Commission's Ex Parte Motion to Extend Time for Filing Summary Judgment Motion for Disgorgement, Prejudgment Interest, and Civil Penalty
Proof of Service and Subpoenas Served
Notice of Filing Amended and Restated Liquidating Trust Agreement
Plaintiff Securities and Exchange Commission's Statement of Non-Opposition to Third Interim Fee Application of Receiver James H. Donell
Third Interim Application For Approval and Payment of Fees and Costs to Crowe Horwath LLP, as Accountants For Receiver
Third Interim Application For Approval and Payment of Fees and Costs to Allen Matkins Leck Gamble Mallory & Natsis LLP, as Attorneys for Receiver
Third Interim Application For Approval and Payment of Fees and Costs to Receiver James H. Donell
Declaration of James H. Donell In Support of Third Inteirm Fee Applications of Receiver and His Professionals
Memorandum of Points and Authorities in Support of Third Interim Fee Applications For Approval and Payment of Fees and Costs of Receiver and His Professionals
Notice of Hearing on Third Interim Fee Applications of Receiver and His Professional
Order RE Plaintiff Security and Exchange Commission's Ex Parte Motion to Extend Time for Filing Summary Judgment Motion for Disgorgement, Prejudgment Interest, and Civil Penalty
Plaintiff Securities and Exchange Commission's Ex Parte Motion to Extend Time For Filing Summary Judgment Motion for Disgorgement Prejudgment Interest, and Civil Penalty 
Order Approving Receiver's Second Interim Report
Plaintiff Securities And Exchange Commission's Statement of Non-Opposition to Receiver's Second Interim Report and Petition For Further Instructions Pursuant to Local Rule 66-6.1
Declaration of Howard Grobstein In Support of Receiver's Second Interim Report and Petition for Further Instructions Pursuant to Local Rule 66-6.1
Receiver's Second Interim Report and Petition for Further Instructions Pursuant to Local Rule 66-6.1
Notice of Hearing on Receiver's Second Interim Report and Petition for Fruther Instructions Pursuant to Local Rule 66-6.1
Order Granting Motion To Withdraw As Counsel Of Record
Plaintiff Securities And Exchange Commission's Statement Of Non-Opposition To Motion To Withdraw As Counsel Of Record

Notice Of Motion And Motion To Withdraw As Counsel Of Record; Memorandum Of Points And Authorities; Declarations Of Robert Louis Carver And Robert Louis Carver, II

SECOND INTERIM APPLICATION FOR APPROVAL AND PAYMENT OF FEES AND COSTS TO CROWE HORWATH LLP, AS ACCOUNTANTS FOR RECEIVER
SECOND INTERIM APPLICATION FOR APPROVAL AND PAYMENT OF FEES AND COSTS TO ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, AS ATTORNEYS FOR RECEIVER
SECOND INTERIM APPLICATION FOR APPROVAL AND PAYMENT OF FEES AND COSTS TO RECEIVER JAMES H. DONELL
DECLARATION OF JAMES H. DONELL IN SUPPORT OF SECOND INTERIM FEE APPLICATIONS OF RECEIVER AND HIS PROFESSIONALS
MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF SECOND INTERIM APPLICATIONS FOR APPROVAL AND PAYMENT OF FEES AND COSTS OF RECEIVER AND HIS PROFESSIONALS
NOTICE OF HEARING ON SECOND INTERIM FEE APPLICATIONS OF RECEIVER AND HIS PROFESSIONALS
Order Denying Defendant's Motion To Dismiss
Receiver's Opposition To Motion To Dismiss The Defendant James Lowell DeMers From This Case
Plaintiff Securities And Exchange Commission's Opposition To Motion Of James Lowell DeMers For An Order Dismissing Defendant From This Case
Order Granting Receiver's Motion For Order Establishing Claims Procedures, Setting Claims Bar Date, And Approving Notice And Claim Form
Order Granting Receiver's Motion For Order Authorizing Sale Of Publicly Traded Stock Holdings
Civil Minutes - General
Plaintiff Securities And Exchange Commission's Statement of Non-Opposition To Receiver's Motions: (1) For Order Authorizing Sale Of Publicly Traded Stock Holdings, And (2) For Order Establishing Claims Procedures, Setting Claims Bar Date, And Approving Notice And Claim Form 
Order Denying Defendants Carver and Carver II's Application to Release Frozen Funds
Defendants' Initial Disclosure
Report of Rule 26(f) Conference of Parties
Declaration of J. Jeffrey Morris In Further Support of Request For Payment of Attorney Fees and Costs In The Amount Of $9,216.50
Notice of Motion and Motion For Order To Dismiss The Defendant James Lowell Demers From This Case
Plaintiff Securities and Exchange Commission's Opposition to Defendants' Motion for Payment of Attorney Fees and Costs
Receiver's Opposition to Request of Defendants Robert Louis Carver and Robert Louis Carver, II for Payment of Attorney Fees and Costs in the Amount of $9,216.50
Memorandum of Points and Authorities In Support of Motion for Order Establishing Claims Procedures, Setting Claims Bar Date, and Approving Notice and Claim Form
Notice of Motion and Motion for Order Establishing Claims Procedures, Setting Claims Bar Date, and Approving Notice and Claim Form
Memorandum of Points and Authorities In Support of Motion for Order Authorizing Sale of Publicly Traded Stock Holdings
Notice of Motion and Motion for Order Authorizing Sale of Publicly Traded Stock Holdings
Request for Payment of Attorney Fees and Costs in the Amount of $9,216.50; Memorandum of Points and Authorities; Declaration of J. Jeffrey Morris; Declarations of Robert Louis Carver and Robert Louis Carver, II
Notice of Intent to Schedule the Case
Order Approving Receiver's First Interim Report
Order Approving First Interim Fee Application of Receiver and His Professionals
Minute Order
Plaintiff Securities and Exchange Commission's Statement of Non-Opposition to Receiver's First Interim Report
Receiver's First Interim Report and Petition for Further Instructions Pursuant to Local Rule 66-6.1
First Interim Application for Approval and Payment of Fees and Costs to Grobstein Horwath & Company LLP, as Accountants for Receiver
First Interim Application for Approval and Payment of Fees and Costs to Allen Matkins Leck Gamble Mallory & Natsis LLP, as Attorneys for Receiver
First Interim Application for Approval and Payment of Fees and Costs to Receiver James H. Donell
Declaration of James H. Donell in Support of First Interim Fee Applications of Receiver and His Professionals
Memorandum of Points and Authorities in Support of First Interim Applications for Approval and Payment of Fees and Costs of Receiver and His Professionals
Notice of Hearing on First Interim Fee Applications of Receiver and His Professionals
Notice of Hearing on Receiver's First Interim Report and Petition for Further Instructions Pursuant to Local Rule 66-6.1
Order Approving Settlement Agreement with Edward Allen, Paul Tagliaferro, and Pinstripe Capital, LLC
Receiver's Ex Parte Application for Order Approving Settlement Agreement with Edward Allen, Paul Tagliaferro, and Pinstripe Capital, LLC
Order Authorizing Sale of Jewelry Turned Over by Defendant Carver
Receiver's Ex Parte Application for Order Authorizing Sale of Jewelry Turned Over by Defendant Carver 
Declaration of James H. Donell in Support of Receiver's Ex Parte Application for Order Authorizing Sale of Jewelry Turned Over by Defendant Carver
Judgment of Permanent Injunction Against James Lowell Demers
Consent of James Lowell Demers to Judgment of Permanent Injunction

Civil Minutes - General

Proceedings: (In Chambers) Order Granting in Part Defendants Carver and Carver II's Ex Parte Application to Release Frozen Funds

Plaintiff Securities and Exchange Commission's Response to Defendants' Ex Parte Motion for Order Allowing Partial Release of Asset Freeze
Defendants Robert Louis Carver and Robert Louis Carver, II's Ex Parte Application for Order Authorizing Unfreezing of Assets; Declarations of J. Jeffrey Morris, Robert Louis Carver and Robert Louis Carver, II, In Support Thereof

Civil Minutes - General

Proceedings: (In Chambers) Order Denying Without Prejudice Defendants Carver and Carver II's Application to Release Frozen Funds

Order Authorizing (A) Auction of Office Furniture and Equipment and (B) Termination of Office
Receiver's Ex Parte Application for Order Authorizing (A) Auction of Office Furniture and Equipment, (B) Termination of Office Sublease, and (C) Liquidation of Stocks and Other Investments
Declaration of David Spear In Support of Receiver's Ex Parte Application For Order Authorizing (A) Auction of Office Furniture and Equipment, (B) Termination of Office Sublease, and (C) Liquidation of Stocks and Other Investments
Receiver's Opposition to Motion for Order Allowing Partial Release of Asset Freeze
Plaintiff Securities and Exchange Commission's Opposition to Defendants' Motion for Order Allowing Partial Release of Asset Freeze 
Judgment of Permanent Injunction Against Robert Louis Carver, II
Judgment of Permanent Injunction Against Robert Louis Carver
Notice of Filing Inventories of Records and Personal Property Turned Over to the Receiver
List of Known Creditors Pursuant to Local Rule 66-5 and Order in Aid of Receivership

Defendants Robert Louis Carver and Robert Louis Carver, II's Notice of Motion and Motion for Order Allowing Partial Release of Asset Freeze; Memorandum of Points and Authorities; Declarations of J. Jeffrey Morris, Esq. and Michael Donahue, Esq.; Declaration of Robert Louis Carver and Robert Louis Carver, II, Including Sworn Financial Statements, Bank Statements and Exhibits Thereto

Order Directing Transfer of Frozen Funds and Return of Check to Receiver
Order in Aid of Receivership
Consent of Robert Louis Carver, II to Judgment of Permanent Injunction
Consent of Robert Louis Carver to Judgment of Permanent Injunction
Corrected Application by Receiver for Instructions and Order in Aid of Receivership
Application by Receiver for Instructions and Order in Aid of Receivership

Civil Minutes - General

Order to Show Cause Hearing RE Preliminary Injunction and Appointment of Receiver

Findings of Fact and Conclusions of Law RE Plaintiff's Application for Preliminary Injunction, Continued Asset Freeze, Appointment of a Permanent Receiver, Order Prohibiting the Destruction of Documents
Motion to Enlarge
Motion to Lift Freeze of Personal Assets of James L. DeMERS
Stipulations of Defendant James L. DeMERS
Preliminary Injunction and Orders 1) Freezing Assets; 2) Prohibiting the Destruction of Documents; and 3) Appointing a Permanent Receiver
Declaration of Megan M. Bergstrom in Support of Plaintiff Securities and Exchange Commission's Reply Memorandum in Support of Preliminary Injunction, Appointment of Receiver, and Asset Freeze and Other Relief
Memorandum of Points and Authorities in Opposition to Temporary Restraining Orders; Declaration of Robert Louis Carver and Robert Louis Carver, II, In Support Thereof
Plaintiff Securities and Exchange Commission's Reply Memorandum in Support of Preliminary Injunction, Appointment of a Permanent Receiver, and Asset Freeze and Other Relief
Temporary Restraining Order and Orders: 1) Freezing Assets, 2) Requiring Accountings, 3) Prohibiting the Destruction of Documents, 4) Expediting Discovery, and 5) Appointing a Temporary Receiver, and Order to Show Cause RE Preliminary Injunction and Appointment of Permanent Receiver
Declaration of Kim L. Haack in Support of Plaintiff SEC's Ex Parte Application for Temporary Restraining Order and Orders: 1) Freezing Assets; 2) Requiring Accountings; 3) Prohibiting the Destruction of Documents; 4) Expediting Discovery; 5) Appointing a Temporary Receiver; And Order to Show Cause RE Preliminary Injunction and Appointment of a Permanent Receiver  
Declaration of David S. Brown
Recommendation by Plaintiff Securities and Exchange Commission that James H. Donell Be Appointed Receiver Over the Entity Defendants
Memorandum of Points and Authorities in Support of Ex Parte Application of Plaintiff Securities and Exchange Commission for Temporary Restraining Order; Orders 1) Freezing Assets, 2) Appointing a Temporary Receiver, 3) Requiring Accountings, 4) Prohibiting the Destruction of Documents, 5) Granting Expedited Discovery; and Order to Show Cause RE Preliminary Injunction and Appointment of Permanent Receiver
Ex Parte Application of Plaintiff SEC for Temporary Restraining Order and Orders: 1) Freezing Assets; 2) Requiring Accountings; 3) Prohibiting the Destruction of Documents 4) Expediting Discovery; 5) Appointing a Temporary Receiver; and Order to Show Cause RE Preliminary Injunction and Appointment of a Permanent Receiver
Complaint For Violations of the Federal Securities Law